SEBI Compliance Specialists

Stay Fully Compliant.
Grow Without Limits.

Expert consultation for SEBI Registered Research Analysts & RIAs — from compliant website design to end-to-end regulatory product development.

Schedule Free Audit ↗ Download SEBI Checklist

✦SEBI RA / RIA Specialists

✦Website Compliance Audit

✦SEBI Circular Advisory

✦End-to-End Product Build

✦Ongoing Regulatory Support

Who We Serve

Built for SEBI-Registered
Professionals

Whether you are an individual analyst or a large RIA firm, we help you navigate every layer of SEBI's evolving regulatory framework.

SEBI's 2024–25 circulars have significantly tightened disclosure, fee-structure, and digital presence requirements for RAs and RIAs. Non-compliant websites and products now carry formal enforcement risk. We help you get ahead of it.

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Research Analysts (RA)

SEBI Reg. No. holders providing equity, derivatives & commodities research

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Investment Advisers (RIA)

Fee-only advisers and advisory firms registered under IA Regulations 2013

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New Registrants

Professionals seeking fresh SEBI registration with compliant infrastructure from day one

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Renewal & Migration

Existing RAs/RIAs navigating license renewal, entity migration, or category changes

Our Services

Everything You Need to Stay
Compliant & Competitive

From a one-time website audit to complete regulatory product development — we cover it all.

Website Compliance Audit

Comprehensive review of your digital presence against SEBI's mandatory disclosure, disclaimer, and content norms for RAs and RIAs.

Mandatory Disclosures Disclaimer Wording Fee Structure Display

Compliant Website Development

Build or rebuild your website to meet SEBI's technical and content requirements — with correct registration display, risk warnings, and investor onboarding flows.

SEBI-Ready Design Investor Onboarding KYC Integration

Research Product Development

Design and deploy research subscription products, model portfolios, and recommendation engines that comply with RA regulations and SEBI's conflict-of-interest norms.

Model Portfolios Subscription Flows COI Compliance

Advisory Platform Setup

End-to-end setup of fee-based advisory platforms for RIAs — risk profiling, client agreements, fee receipts, and periodic review workflows aligned to SEBI IA norms.

Risk Profiling Client Agreements Fee Receipts

Regulatory Change Advisory

Ongoing monitoring of SEBI circulars and guidance notes, with specific action plans to keep your website, products, and operations continuously compliant.

Circular Alerts Action Plans Retainer Option

Investor Grievance Systems

Setup of SEBI-mandated grievance redressal mechanisms — SCORES integration, internal complaint registers, and timely response workflows.

SCORES Setup Grievance Register SLA Frameworks

How It Works

From First Call to Full Compliance

A structured four-step engagement designed for busy financial professionals.

Discovery Call

Free 30-minute session to understand your registration type, current infrastructure, and compliance gaps

Compliance Audit

Detailed audit of your website, disclosures, and product structures against current SEBI norms

Action Roadmap

Prioritised remediation plan with timelines, costs, and quick-win recommendations

Build & Monitor

Implementation of compliant website and products, with optional ongoing advisory retainer

Why Choose Us

Deep Expertise, Zero Guesswork

We do not offer generic legal advice. Our work is specific to SEBI's RA and RIA frameworks, with hands-on implementation.

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RA & RIA Focused

Exclusive focus on SEBI's research analyst and investment adviser regulations — not generic compliance generalists

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Fast Turnaround

Compliance audits delivered in 5–7 business days; website remediation within 3–4 weeks

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Current Circular Coverage

All work is referenced against the latest SEBI circulars — including the 2024 RA regulations update

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End-to-End Delivery

From compliance strategy to actual website and product delivery — no handoffs to unknown third parties

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Written Deliverables

Every engagement produces documented findings, recommendations, and implementation checklists you can retain

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Proactive Alerts

Retainer clients receive advance notice and action guidance whenever SEBI issues new circulars affecting RAs or RIAs

Ready to Make Your Practice
100% SEBI Compliant?

Enter your details and our specialist will reach out within one business day to schedule your free discovery call.

No spam. No obligation. Strictly for SEBI-registered RAs & RIAs.

Stay Fully Compliant.Grow Without Limits.

Built for SEBI-RegisteredProfessionals

Everything You Need to StayCompliant & Competitive

From First Call to Full Compliance

Deep Expertise, Zero Guesswork

Ready to Make Your Practice100% SEBI Compliant?

Stay Fully Compliant.
Grow Without Limits.

Built for SEBI-Registered
Professionals

Everything You Need to Stay
Compliant & Competitive

Ready to Make Your Practice
100% SEBI Compliant?